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31 May
2026
Permanant Compliance Monitoring Officer | Capitec Bank Vacancies
Job Description
Capitec Bank Vacancies – Compliance Monitoring Officer
Job Type: Permanant
Company: Capitec Bank
Compliance Monitoring Officer
We are seeking a detail-oriented and analytical Compliance Monitoring Officer to provide independent assurance that business operations comply with applicable laws, regulations, industry standards, and internal policies. The successful candidate will play a critical role in identifying compliance risks, evaluating control effectiveness, conducting monitoring reviews, and delivering meaningful insights that support sound governance and regulatory compliance.
Key Responsibilities
Compliance Monitoring and Assurance
- Plan, execute, and manage independent compliance monitoring reviews across various business areas.
- Identify, assess, and report on compliance risks and regulatory exposures.
- Evaluate the effectiveness of controls designed to mitigate compliance risks.
- Conduct walkthroughs, sample testing, data analysis, and control assessments.
- Monitor compliance with internal policies, regulatory requirements, and governance standards.
- Identify instances of non-compliance and escalate findings to the appropriate stakeholders.
Risk Management and Governance
- Support compliance risk assessments and ensure alignment with organizational risk frameworks.
- Review and assess risk acceptance requests in accordance with established policies and procedures.
- Assist in strengthening compliance governance structures and control environments.
- Contribute to the continuous improvement of compliance monitoring methodologies and frameworks.
- Support regulatory inspections, audits, and compliance-related engagements.
Regulatory and Legislative Compliance
- Review products, services, processes, and policies to ensure compliance with applicable legislation and regulatory requirements.
- Monitor regulatory developments and assess potential impacts on business operations.
- Identify compliance gaps and recommend practical remediation actions.
- Support the implementation of regulatory changes across the organization.
Reporting and Stakeholder Engagement
- Prepare clear, accurate, and insightful compliance monitoring reports.
- Perform root cause analysis and develop actionable recommendations for identified issues.
- Compile reports for senior management, governance committees, and regulatory bodies.
- Engage with stakeholders to gather information, discuss findings, and support corrective action plans.
- Build strong working relationships across business units to promote a culture of compliance and accountability.
Continuous Improvement
- Contribute to the enhancement and automation of compliance monitoring and reporting processes.
- Support initiatives aimed at improving compliance effectiveness and operational efficiency.
- Promote best practices in compliance risk management and assurance activities.
Requirements
- Bachelor’s Degree in Law, Internal Audit, Accounting, Risk Management, Compliance, or a related field.
- Minimum of 3 years’ experience in compliance monitoring, compliance assurance, internal auditing, legal advisory, risk management, or financial services compliance.
- Experience conducting compliance reviews, audits, control assessments, and monitoring activities.
- Strong understanding of regulatory compliance frameworks within the financial services sector.
- Proven experience preparing reports for governance structures, executive management, and regulatory stakeholders.
- Experience working with multidisciplinary teams across business and technology functions.
Knowledge and Expertise
- Strong knowledge of South African banking and financial services legislation.
- Understanding of regulatory requirements relating to compliance, governance, and risk management.
- Knowledge of internal audit methodologies, assurance practices, and control frameworks.
- Familiarity with compliance monitoring techniques, risk assessments, and regulatory reporting.
- Understanding of data analysis and reporting methodologies.
Skills and Competencies
- Strong analytical and critical-thinking abilities.
- Excellent attention to detail and investigative skills.
- Strong report writing and documentation capabilities.
- Effective communication and stakeholder engagement skills.
- Ability to influence and collaborate across all levels of an organization.
- Strong problem-solving and decision-making abilities.
- Ability to manage multiple assignments and competing priorities.
- High levels of integrity, professionalism, and accountability.
- Commitment to continuous improvement and regulatory excellence.
What We Offer
- Opportunity to play a key role in strengthening governance and regulatory compliance.
- Exposure to complex compliance, risk, and regulatory environments.
- Collaborative and professional working environment.
- Career growth and professional development opportunities.
- Opportunity to contribute directly to organizational integrity and operational excellence.
Conditions of Employment
- Clear criminal record.
- Clear credit record.
- Commitment to maintaining the highest ethical and professional standards.
If you are passionate about compliance, risk management, and delivering meaningful assurance that drives better business outcomes, we encourage you to apply for this exciting Compliance Monitoring Officer opportunity.
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